AI-assisted compliance review for Australian financial advice meetings.
The engine reads adviser-client meeting transcripts and surfaces compliance issues across factual accuracy, conversation flow, regulatory rule matches, and Code of Ethics standards. Each flag includes specific transcript quotes and regulatory citations.
Below are reviews of synthetic test transcripts. Hover over highlighted moments for the issue summary; click for the full breakdown including all engaged detectors and regulatory references.
A deliberately problematic annual review. Multiple high-severity compliance issues across illegal strategies, conflicted remuneration, third-party advice, and Code of Ethics breaches.
Independently generated transcript focused on factual errors. Tests the engine's ability to catch wrong figures and stale thresholds.
A competent annual review with zero planted compliance issues. Demonstrates that the engine is invisible when adviser conduct is sound.
SMSF-specific compliance scenarios including LRBA improvements and in-house asset rules.
Retirement income strategy and aged care planning with means-testing and third-party advice issues.